Plan Snapshot
- Plan Sponsor: Cavalier Distributing Company, INC.
- Sponsor EIN: 311356420
- Sponsor Address: 4650 LAKE FOREST DRIVE, BLUE ASH, OH, 45242
- Plan Type: 401(k)
- Total Participants: 331
- Total Assets: $11.4M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 331 | $11.4M | $677,971 | $919,681 |
| 2023 | 324 | $9.3M | $632,755 | $871,122 |
| 2022 | 328 | $7.1M | $626,311 | $811,499 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| THE VANGUARD GROUP, INC. | NONE | $39,937 | — | $39,937 |
| CLARK SCHAEFER HACKETT | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- THE VANGUARD GROUP, INC. — NONE
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $39,937
- Estimated Expense Ratio: 0.350% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $39,937 | — | $39,937 | — | — |
| 2023 | $34,741 | — | $34,741 | — | — |
| 2022 | $29,413 | — | $29,413 | — | — |