Plan Snapshot
- Plan Sponsor: Cauldwell Wingate Company, LLC
- Sponsor EIN: 134196323
- Sponsor Address: 380 LEXINGTON AVENUE, NEW YORK, NY, 10168
- Plan Type: 401(k)
- Total Participants: 90
- Total Assets: $24.4M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 90 | $24.4M | $662,161 | $1.4M |
| 2023 | 105 | $22.0M | $701,616 | $1.5M |
| 2022 | 125 | $18.6M | $646,491 | $1.4M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| CITRIN COOPERMAN & COMPANY | Auditor | — | — | $0 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $10,613 | $7,498 | $2,635 | — | — |
| 2023 | $8,142 | — | — | — | — |
| 2022 | $3,542 | — | — | — | — |