Plan Snapshot
- Plan Sponsor: Cathexis Investment Management, LP
- Sponsor EIN: 273009526
- Sponsor Address: 1000 LOUISIANA ST, HOUSTON, TX, 77002
- Plan Type: 401(k)
- Total Participants: 124
- Total Assets: $9.3M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 124 | $9.3M | $847,919 | $1.3M |
| 2023 | 134 | $6.3M | $615,132 | $990,633 |
| 2022 | 0 | $4.1M | $672,964 | $1.0M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| TRANSAMERICA RETIREMENT SOLUTIONS, | Recordkeeper | $20,849 | — | $20,849 |
| CAH ADVISORS LLC | Investment Advisor | $15,527 | — | $15,527 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- TRANSAMERICA RETIREMENT SOLUTIONS, — Recordkeeper
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $36,376
- Estimated Expense Ratio: 0.393% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $40,682 | — | $40,682 | — | — |
| 2023 | — | — | — | — | — |
| 2022 | — | — | — | — | — |