Plan Snapshot
- Plan Sponsor: Catalyst Pharmaceuticals, INC.
- Sponsor EIN: 760837053
- Sponsor Address: 355 ALHAMBRA CIRCLE, CORAL GABLES, FL, 33134
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 220
- Total Assets: $23.9M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 220 | $23.9M | $0 | $0 |
| 2024 | 182 | $16.3M | $1.1M | $2.7M |
| 2023 | 142 | $11.3M | $679,874 | $1.7M |
| 2022 | 75 | $8.0M | $504,945 | $1.2M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| STRATEGIC ADVISORS, INC. | Investment Advisor | $8,232 | — | $8,232 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $8,232
- Estimated Expense Ratio: 0.034% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | $1,006,492 | $8,232 | — | — | — |
| 2024 | $4,958 | $3,552 | — | — | — |
| 2023 | $1,248,824 | — | — | — | — |
| 2022 | $182,889 | — | — | — | — |