Plan Snapshot
- Plan Sponsor: Carter-Jones Companies, INC.
- Sponsor EIN: 341128274
- Sponsor Address: 601 TALLMADGE ROAD, KENT, OH, 442407331
- Plan Type: 401(k)
- Total Participants: 3,953
- Total Assets: $167.4M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 3,953 | $167.4M | $2.9M | $15.2M |
| 2023 | 3,731 | $142.6M | $2.7M | $14.1M |
| 2022 | 3,570 | $116.4M | $2.5M | $13.0M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| USI CONSULTING GROUP | NONE | $82,477 | — | $82,477 |
| CHARLES SCHWAB | TRUSTEE | $65,839 | — | $65,839 |
| BDO USA, P.C. | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- CHARLES SCHWAB — TRUSTEE
- BDO USA, P.C. — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $148,316
- Estimated Expense Ratio: 0.089% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $148,316 | — | — | — | — |
| 2023 | $107,419 | — | $65,129 | — | — |
| 2022 | $156,930 | $41,681 | $115,249 | — | — |