Plan Snapshot
- Plan Sponsor: Carter Duncan LP
- Sponsor EIN: 953621511
- Sponsor Address: 5427 HOLLISTER AVENUE, SANTA BARBARA, CA, 931112345
- Plan Type: 401(k)
- Total Participants: 101
- Total Assets: $5.6M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 101 | $5.6M | $36,733 | $339,051 |
| 2023 | 96 | $6.4M | $36,922 | $263,362 |
| 2022 | 112 | $5.9M | $35,756 | $309,459 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| NASIF, HICKS, HARRIS & CO., LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- NASIF, HICKS, HARRIS & CO., LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $27,832 | $14,531 | — | — | — |
| 2023 | $30,530 | $14,602 | — | — | — |
| 2022 | $33,766 | — | — | — | — |