Plan Snapshot
- Plan Sponsor: Carson Group Holdings, LLC
- Sponsor EIN: 371808406
- Sponsor Address: 190 BUCKLEY DRIVE, ROCKFORD, IL, 61107
- Plan Type: 401(k)
- Total Participants: 416
- Total Assets: $40.2M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 416 | $40.2M | $2.0M | $5.0M |
| 2023 | 395 | $29.1M | $1.8M | $4.2M |
| 2022 | 345 | $18.6M | $1.5M | $3.2M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| DWC - THE 401(K) EXPERTS | Other Service Provider | $328,374 | — | $328,374 |
| PCS RETIREMENT, LLC | Recordkeeper | $200,969 | — | $200,969 |
| SAVANT CAPITAL MANAGEMENT | Investment Advisor | $180,958 | — | $180,958 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- PCS RETIREMENT, LLC — Recordkeeper
- SAVANT CAPITAL MANAGEMENT — Investment Advisor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $710,301
- Estimated Expense Ratio: 1.769% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $142,061 | $36,717 | — | — | — |
| 2023 | $131,640 | $64,733 | — | — | — |
| 2022 | $103,590 | $40,556 | — | — | $63,034 |