Carroll Management Group, LLC 401(k) Plan

Form 5500 filing data for plan year 2023.

Plan Snapshot

  • Plan Sponsor: Carroll Management Group, LLC
  • Sponsor EIN: 453091259
  • Sponsor Address: 3340 PEACHTREE ROAD NE, ATLANTA, GA, 30326
  • Plan Type: 401(k)
  • Total Participants: 0
  • Total Assets: $0

Key Plan Design Features

  • Auto-Enrollment: Yes
  • Auto-Escalation: No
  • Allows Roth Contributions: No
  • Participant Loans: No
  • Participant-Directed Investments: Yes
  • ERISA Section 404(c) Fiduciary Safe Harbor: Yes

Plan Financials by Year

YearParticipantsTotal AssetsEmployer Contrib.Employee Contrib.
20240$0$259,694$498,335
2023524$8.7M$656,063$1.3M
2022714$6.8M$563,996$1.2M

Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

Provider Name Role Direct Compensation Indirect Compensation Total Fees
THE VANGUARD GROUP, INC.NONE$35,330$35,330
ACG WEALTHNONE$24,000$24,000
HIGHLANDS ACCOUNTING GROUPAuditor$0

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Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

  • Total Service Provider Fees: $59,330

Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

Year Total Admin Expenses Investment Mgmt Fees Contract Admin Fees IQPA Audit Fees Professional Fees
2024$17,256$9,707$7,549
2023$29,665$12,000$17,665
2022$39,662$12,000$27,662

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