Plan Snapshot
- Plan Sponsor: Carolton Chronic & Convalescent Hospital, INC.
- Sponsor EIN: 060699795
- Sponsor Address: 400 MILL PLAIN ROAD, FAIRFIELD, CT, 068245048
- Plan Type: DC
- Total Participants: 196
- Total Assets: $11.0M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 196 | $11.0M | $0 | $380,317 |
| 2023 | 194 | $10.7M | $0 | $477,335 |
| 2022 | 189 | $12.1M | $0 | $538,265 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| KESTRA INVESTMENT SERVICES LLC | Investment Advisor | — | $18,434 | $18,434 |
| T R PAUL INC. | Recordkeeper | $1,790 | $5,373 | $7,163 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- KESTRA INVESTMENT SERVICES LLC — Investment Advisor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $25,597
- Estimated Expense Ratio: 0.233% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $2,220 | — | $2,220 | — | — |
| 2023 | $2,130 | — | $2,130 | — | — |
| 2022 | $4,335 | $4,335 | — | — | — |