Plan Snapshot
- Plan Sponsor: Carlton Group, INC.
- Sponsor EIN: 560491507
- Sponsor Address: 120 LANDMARK DRIVE, GREENSBORO, NC, 27409
- Plan Type: 401(k)
- Total Participants: 115
- Total Assets: $8.9M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 115 | $8.9M | $120,439 | $567,174 |
| 2023 | 129 | $9.5M | $0 | $459,472 |
| 2022 | 135 | $8.0M | $106,156 | $430,750 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| STANLEY BENEFIT SERVICES | NONA | $27,305 | — | $27,305 |
| PRONVEST | NONE | $18,013 | — | $18,013 |
| FUND DIRECT ADVISORS | NONE | $17,437 | — | $17,437 |
| SMITH LEONARD PLLC | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- SMITH LEONARD PLLC — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $62,755
- Estimated Expense Ratio: 0.705% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $62,755 | — | $35,450 | — | — |
| 2023 | $55,935 | — | $35,691 | — | — |
| 2022 | $53,699 | — | — | — | $53,699 |