Plan Snapshot
- Plan Sponsor: Carlton Fields, P.A.
- Sponsor EIN: 591233896
- Sponsor Address: P.O. BOX 3239, TAMPA, FL, 336025300
- Plan Type: 401(k)
- Total Participants: 666
- Total Assets: $315.7M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 666 | $315.7M | $0 | $0 |
| 2024 | 666 | $293.5M | $0 | $0 |
| 2023 | 660 | $278.7M | $0 | $0 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| ASSURANCE DIMENSIONS | Auditor | $11,000 | — | $11,000 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- ASSURANCE DIMENSIONS — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $11,000
- Estimated Expense Ratio: 0.003% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | $183,086 | $88,755 | $2,135 | $11,000 | — |
| 2024 | $172,730 | $81,204 | $12,052 | — | — |
| 2023 | $173,441 | $64,000 | — | — | $16,516 |