Plan Snapshot
- Plan Sponsor: Carlisle Etcetera LLC
- Sponsor EIN: 455022305
- Sponsor Address: 1200 INDEPENDENCE WAY, WESTMINSTER, MD, 21157
- Plan Type: 401(k)
- Total Participants: 42
- Total Assets: $6.8M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 42 | $6.8M | $1,226 | $190,703 |
| 2023 | 65 | $6.6M | $0 | $275,852 |
| 2022 | 62 | $6.0M | $0 | $258,731 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| DORFMAN ABRAMS MUSIC LLC | Auditor | $18,000 | — | $18,000 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $18,000
- Estimated Expense Ratio: 0.265% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $35,792 | $17,779 | — | $18,000 | — |
| 2023 | $12,982 | $12,982 | — | — | — |
| 2022 | $17,125 | $741 | — | — | — |