Plan Snapshot
- Plan Sponsor: Carleton College
- Sponsor EIN: 410694747
- Sponsor Address: STRONG HOUSE, ONE NORTH COLLEGE ST, NORTHFIELD, MN, 550574044
- Plan Type: 403(b)
- Total Participants: 930
- Total Assets: $396.7M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: Yes
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 930 | $396.7M | $6.8M | $5.2M |
| 2023 | 906 | $365.0M | $6.4M | $5.0M |
| 2022 | 819 | $321.0M | $6.1M | $4.9M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| TIAA | PARTY-IN-INTEREST | $198,802 | — | $198,802 |
| MULTNOMAH GROUP, INC | NONE | $49,994 | — | $49,994 |
| CLIFTONLARSONALLEN LLP | NONE | $17,430 | — | $17,430 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- TIAA — PARTY-IN-INTEREST
- MULTNOMAH GROUP, INC — NONE
- CLIFTONLARSONALLEN LLP — NONE
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $266,226
- Estimated Expense Ratio: 0.067% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $265,476 | — | $265,476 | — | — |
| 2023 | $271,240 | — | $271,240 | — | — |
| 2022 | $233,740 | — | $233,740 | — | — |