Plan Snapshot
- Plan Sponsor: Carl A. Nelson & Company
- Sponsor EIN: 420635367
- Sponsor Address: 1815 DES MOINES AVENUE, BURLINGTON, IA, 52601
- Plan Type: 401(k)
- Total Participants: 87
- Total Assets: $26.8M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 87 | $26.8M | $432,665 | $628,039 |
| 2023 | 80 | $24.5M | $443,834 | $610,726 |
| 2022 | 79 | $21.0M | $362,806 | $506,725 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| CLIFTONLARSONALLEN, LLP | Auditor | $17,063 | — | $17,063 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- CLIFTONLARSONALLEN, LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $17,063
- Estimated Expense Ratio: 0.064% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $44,859 | — | $21,092 | $17,063 | — |
| 2023 | $34,276 | — | $19,965 | $12,500 | — |
| 2022 | $32,913 | — | $32,913 | — | — |