Plan Snapshot
- Plan Sponsor: Caret Holdings, INC.
- Sponsor EIN: 473049829
- Sponsor Address: 80 EAST RICH STREET, SUITE 500, COLUMBUS, OH, 43215
- Plan Type: DC
- Total Participants: 1,042
- Total Assets: $56.9M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 1,042 | $56.9M | $3.0M | $6.8M |
| 2023 | 675 | $42.8M | $2.6M | $5.7M |
| 2022 | 764 | $33.2M | $3.0M | $7.3M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | RECORDKEEPER | $148,773 | — | $148,773 |
| GLOBAL RETIREMENT PARTNERS LLC | ADVISOR/INVESMENT ADVIS | $46,473 | — | $46,473 |
| STRATEGIC ADVISORS, INC. | ADVISOR | $14,249 | — | $14,249 |
| WIPFLI LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- FIDELITY INVESTMENTS INSTITUTIONAL — RECORDKEEPER
- GLOBAL RETIREMENT PARTNERS LLC — ADVISOR/INVESMENT ADVIS
- STRATEGIC ADVISORS, INC. — ADVISOR
- WIPFLI LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $209,495
- Estimated Expense Ratio: 0.368% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $209,495 | $60,722 | — | — | — |
| 2023 | $155,252 | $46,852 | $300 | — | — |
| 2022 | $161,194 | $7,399 | — | — | — |