Plan Snapshot
- Plan Sponsor: Caravel Autism Health, LLC
- Sponsor EIN: 271278853
- Sponsor Address: 1575 ALLOUEZ AVE., GREEN BAY, WI, 54311
- Plan Type: 401(k)
- Total Participants: 1,556
- Total Assets: $15.9M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 1,556 | $15.9M | $434,414 | $3.6M |
| 2023 | 1,308 | $11.7M | $254,545 | $2.9M |
| 2022 | 1,084 | $8.2M | $50,193 | $2.6M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| TRANSAMERICA RETIREMENT SOLUTIONS | Recordkeeper | $100,449 | — | $100,449 |
| BANK OF AMERICA NA | Investment Advisor | $65,212 | — | $65,212 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- TRANSAMERICA RETIREMENT SOLUTIONS — Recordkeeper
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $165,661
- Estimated Expense Ratio: 1.043% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $165,661 | $65,212 | — | — | — |
| 2023 | $117,975 | $54,604 | — | — | — |
| 2022 | $114,937 | $66,275 | — | — | — |