Plan Snapshot
- Plan Sponsor: Captek Softgel International, INC.
- Sponsor EIN: 330660473
- Sponsor Address: 16218 ARTHUR STREET, CERRITOS, CA, 90703
- Plan Type: 401(k)
- Total Participants: 775
- Total Assets: $20.4M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 775 | $20.4M | $769,476 | $1.6M |
| 2023 | 647 | $16.7M | $679,712 | $1.4M |
| 2022 | 621 | $14.0M | $157,135 | $311,119 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | RECORDKEEPER | $49,137 | — | $49,137 |
| WORLD INVESTMENT ADVISORS LLC | INVESTMENT ADVISOR | $23,342 | — | $23,342 |
| ARMANINO LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- ARMANINO LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $72,479
- Estimated Expense Ratio: 0.355% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $72,479 | $23,342 | — | — | — |
| 2023 | $38,470 | — | — | — | — |
| 2022 | $583 | — | $583 | — | — |