Plan Snapshot
- Plan Sponsor: Capstone Real Estate Investments, LLC
- Sponsor EIN: 800762981
- Sponsor Address: 402 OFFICE PARK DRIVE, SUITE 150, BIRMINGHAM, AL, 352232440
- Plan Type: 401(k)
- Total Participants: 101
- Total Assets: $7.5M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 101 | $7.5M | $307,181 | $495,159 |
| 2023 | 124 | $6.1M | $277,315 | $447,566 |
| 2022 | 106 | $4.7M | $258,809 | $385,606 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| HORTON,LEE,BURNETT,PEACOCK,CLEVELAN | Auditor | — | — | $0 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $270,890 | — | $49,099 | — | — |
| 2023 | $398,788 | — | $37,157 | — | — |
| 2022 | $12,753 | $12,595 | — | — | — |