Plan Snapshot
- Plan Sponsor: Capstone Concepts, LLC
- Sponsor EIN: 454370368
- Sponsor Address: 6486 KINGSTON PIKE, KNOXVILLE, TN, 379196355
- Plan Type: 401(k)
- Total Participants: 159
- Total Assets: $881,033
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 159 | $881,033 | $0 | $191,679 |
| 2023 | 150 | $703,416 | $0 | $174,880 |
| 2022 | 139 | $506,902 | $0 | $152,665 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| PYA | Auditor | — | — | $0 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $3,481 | — | $3,481 | — | — |
| 2023 | $3,226 | — | $3,226 | — | — |
| 2022 | $3,253 | — | $3,253 | — | — |