Plan Snapshot
- Plan Sponsor: Capps, LLC
- Sponsor EIN: 391271964
- Sponsor Address: 300 N EXECUTIVE DRIVE, SUITE 200, BROOKFIELD, WI, 53005
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 170
- Total Assets: $7.0M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 170 | $7.0M | $70,359 | $534,754 |
| 2023 | 185 | $6.5M | $74,928 | $565,220 |
| 2022 | 198 | $5.4M | $106,732 | $709,160 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| CLIFTONLARSONALLEN LLP | Auditor | — | — | $0 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $6,524 | $2,575 | — | — | — |
| 2023 | $9,849 | $166 | — | — | — |
| 2022 | $9,400 | — | $9,400 | — | — |