Plan Snapshot
- Plan Sponsor: California Fish Grill, LLC
- Sponsor EIN: 463850234
- Sponsor Address: 4041 MACARTHUR BLVD, STE 250, NEWPORT BEACH, CA, 92660
- Plan Type: 401(k)
- Total Participants: 780
- Total Assets: $5.1M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 780 | $5.1M | $189,963 | $1.1M |
| 2023 | 619 | $2.9M | $139,109 | $854,225 |
| 2022 | 536 | $1.7M | $138,436 | $746,455 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| MMA SECURITIES LLC | Investment Advisor | $14,947 | — | $14,947 |
| EMPOWER ANNUITY INSUR CO OF AMERICA | Recordkeeper | $14,895 | — | $14,895 |
| TROMBINO PENSION ADMINISTRATORS INC | Recordkeeper | $5,615 | — | $5,615 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $35,457
- Estimated Expense Ratio: 0.694% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $35,994 | $17,654 | — | — | — |
| 2023 | $15,157 | — | — | — | — |
| 2022 | $6,501 | — | — | — | — |