Plan Snapshot
- Plan Sponsor: Caldwell Tanks, INC.
- Sponsor EIN: 610148890
- Sponsor Address: 4000 TOWER RD, LOUISVILLE, KY, 40219
- Plan Type: 401(k)
- Total Participants: 345
- Total Assets: $29.9M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 345 | $29.9M | $453,309 | $1.2M |
| 2023 | 275 | $27.2M | $719,218 | $1.1M |
| 2022 | 312 | $22.9M | $577,031 | $1.0M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| STOCK YARDS BANK & TRUST | Investment Advisor | $50,598 | — | $50,598 |
| FIDELITY INVESTMENTS INSTITUTIONAL | Recordkeeper | $37,628 | — | $37,628 |
| LBMC, PC | Auditor | $11,000 | — | $11,000 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- FIDELITY INVESTMENTS INSTITUTIONAL — Recordkeeper
- LBMC, PC — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $99,226
- Estimated Expense Ratio: 0.332% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $104,054 | $55,426 | — | — | — |
| 2023 | $77,159 | $1,042 | — | — | — |
| 2022 | $85,121 | — | — | — | — |