Plan Snapshot
- Plan Sponsor: Caldwell & Gregory LLC
- Sponsor EIN: 263497193
- Sponsor Address: 129 BROAD STREET RD STE A, MANAKIN SABOT, VA, 231032260
- Plan Type: 401(k)
- Total Participants: 214
- Total Assets: $10.4M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 214 | $10.4M | $562,132 | $967,702 |
| 2023 | 176 | $9.4M | $435,032 | $782,600 |
| 2022 | 220 | $7.6M | $382,127 | $678,086 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| KEITER | Auditor | — | — | $0 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $29,198 | — | $29,198 | — | — |
| 2023 | $18,561 | — | $18,561 | — | — |
| 2022 | $14,851 | — | — | — | $14,851 |