Plan Snapshot
- Plan Sponsor: Calamos Investments LLC
- Sponsor EIN: 201768357
- Sponsor Address: 2020 CALAMOS CT., NAPERVILLE, IL, 60563
- Plan Type: 401(k)
- Total Participants: 415
- Total Assets: $200.0M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 415 | $200.0M | $6.0M | $6.7M |
| 2023 | 393 | $171.6M | $5.5M | $6.2M |
| 2022 | 366 | $145.7M | $5.2M | $5.6M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| SCHWAB RETIREMENT PLAN SERVICES,INC | Recordkeeper | $10,348 | — | $10,348 |
| FRAZIER FINANCIAL ADVISORS LLC | Investment Advisor | $7,842 | — | $7,842 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- SCHWAB RETIREMENT PLAN SERVICES,INC — Recordkeeper
- FRAZIER FINANCIAL ADVISORS LLC — Investment Advisor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $18,190
- Estimated Expense Ratio: 0.009% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $18,899 | $17,549 | — | — | — |
| 2023 | $13,409 | $12,659 | — | — | — |
| 2022 | $10,788 | $5,898 | — | — | — |