Plan Snapshot
- Plan Sponsor: Caes Systems LLC
- Sponsor EIN: 882464197
- Sponsor Address: 5300 HELLYER AVENUE, SAN JOSE, CA, 95138
- Plan Type: 401(k)
- Total Participants: 3,458
- Total Assets: $764.9M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2023 | 3,458 | $764.9M | $10.8M | $24.8M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| PRECEPT ADVISORY GROUP LLC | INVESTMENT ADVISOR | $300,040 | — | $300,040 |
| STRATEGIC ADVISORS, INC. | ADVISOR | $297,916 | — | $297,916 |
| TRONCONI SEGARRA & ASSOCIATES | ACCOUNTANT/AUDITOR | $75,600 | — | $75,600 |
| H.R. ADVISORS INC | CONSULTANT | $55,000 | — | $55,000 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- STRATEGIC ADVISORS, INC. — ADVISOR
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $728,556
- Estimated Expense Ratio: 0.095% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2023 | -$3,347 | $148,958 | $1,200 | $37,800 | — |