Plan Snapshot
- Plan Sponsor: Caerus Operating LLC
- Sponsor EIN: 271732349
- Sponsor Address: 1001 17TH STREET, DENVER, CO, 80202
- Plan Type: 401(k)
- Total Participants: 311
- Total Assets: $34.6M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2023 | 311 | $34.6M | $2.1M | $2.9M |
| 2022 | 294 | $26.3M | $1.9M | $2.6M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| IMA WEALTH INC | ADVISOR | $109,374 | — | $109,374 |
| FIDELITY INVESTMENTS INSTITUTIONAL | RECORDKEEPER | $79,362 | — | $79,362 |
| STRATEGIC ADVISORS, INC. | ADVISOR | $47,866 | — | $47,866 |
| MOSS ADAMS LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- IMA WEALTH INC — ADVISOR
- FIDELITY INVESTMENTS INSTITUTIONAL — RECORDKEEPER
- STRATEGIC ADVISORS, INC. — ADVISOR
- MOSS ADAMS LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $236,602
- Estimated Expense Ratio: 0.683% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2023 | $118,300 | $78,619 | $1,200 | — | — |
| 2022 | $137,022 | $27,958 | — | — | — |