Plan Snapshot
- Plan Sponsor: Caduceus, INC.
- Sponsor EIN: 223475067
- Sponsor Address: 30 MONTGOMERY STREET SUITE 600, JERSEY CITY, NJ, 07302
- Plan Type: 401(k)
- Total Participants: 252
- Total Assets: $4.9M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 252 | $4.9M | $347,450 | $676,048 |
| 2023 | 194 | $3.8M | $324,432 | $584,475 |
| 2022 | 227 | $3.0M | $347,165 | $603,150 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| ADP, INC. | RECORD KEEPER | $11,464 | — | $11,464 |
| FIDUCIARY PLAN PARTNERS, LLC | INVESTMENT/FINANCIAL ADVI | $9,473 | — | $9,473 |
| ROSS ROSENTHAL AND CO | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- ADP, INC. — RECORD KEEPER
- FIDUCIARY PLAN PARTNERS, LLC — INVESTMENT/FINANCIAL ADVI
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $20,937
- Estimated Expense Ratio: 0.431% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $20,937 | $13,162 | — | — | — |
| 2023 | $22,285 | $11,034 | — | — | — |
| 2022 | $22,028 | — | — | — | — |