Plan Snapshot
- Plan Sponsor: Caddis Capital Management, INC.
- Sponsor EIN: 842978102
- Sponsor Address: 132 EAST 13065 SOUTH #175, DRAPER, UT, 84020
- Plan Type: 401(k)
- Total Participants: 322
- Total Assets: $6.4M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 322 | $6.4M | $202,229 | $370,458 |
| 2023 | 226 | $5.5M | $179,275 | $348,446 |
| 2022 | 243 | $5.1M | $202,799 | $404,738 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| ANDERSON BRADSHAW PLLC | Auditor | — | — | $0 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $41,794 | $23,617 | $18,177 | — | — |
| 2023 | $36,935 | $20,701 | $16,234 | — | — |
| 2022 | $43,513 | — | $43,513 | — | — |