Plan Snapshot
- Plan Sponsor: Caddick Utilities LLC
- Sponsor EIN: 263945873
- Sponsor Address: 254 S. MAIN ST., AMBLER, PA, 19002
- Plan Type: 401(k)
- Total Participants: 120
- Total Assets: $25.6M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 120 | $25.6M | $869,275 | $694,024 |
| 2023 | 119 | $22.6M | $824,979 | $665,064 |
| 2022 | 126 | $19.3M | $825,624 | $683,726 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | Investment Advisor | $27,137 | — | $27,137 |
| NATIONWIDE | Recordkeeper | $18,733 | — | $18,733 |
| DELAWARE VALLEY RETIREMENT INC | Recordkeeper | $9,206 | $1,976 | $11,182 |
| PRO ACCOUNT | Investment Advisor | $10,537 | — | $10,537 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- RAYMOND JAMES & ASSOCIATES, INC. — Investment Advisor
- NATIONWIDE — Recordkeeper
- PRO ACCOUNT — Investment Advisor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $67,589
- Estimated Expense Ratio: 0.264% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $65,613 | $37,674 | $9,206 | — | — |
| 2023 | $10,904 | — | $10,904 | — | — |
| 2022 | $5,375 | — | $5,375 | — | — |