Plan Snapshot
- Plan Sponsor: C. Mondavi & Family
- Sponsor EIN: 941087246
- Sponsor Address: PO BOX 191, ST. HELENA, CA, 94574
- Plan Type: 401(k)
- Total Participants: 88
- Total Assets: $16.3M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 88 | $16.3M | $390,135 | $812,141 |
| 2023 | 89 | $14.7M | $430,866 | $833,239 |
| 2022 | 93 | $14.9M | $405,172 | $763,998 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| NWK GROUP, INC. | INVESTMENT ADVISOR | $7,590 | — | $7,590 |
| BAKER TILLY US, LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- BAKER TILLY US, LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $7,590
- Estimated Expense Ratio: 0.047% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $4,326 | $7,590 | — | — | — |
| 2023 | $14,204 | $22,397 | — | — | — |
| 2022 | -$1,752 | — | — | — | — |