Plan Snapshot
- Plan Sponsor: C.C. Clark, INC.
- Sponsor EIN: 640315032
- Sponsor Address: 300 OAKLAND FLATROCK ROAD, OAKLAND, KY, 421599766
- Plan Type: 401(k)
- Plan Number: 505
- Total Participants: 852
- Total Assets: $1.2M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 852 | $1.2M | $5.1M | $2.4M |
| 2023 | 780 | $1.1M | $5.5M | $2.6M |
| 2022 | 721 | $196,682 | $4.6M | $2.6M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| UMR, INC. | Other Service Provider | $577,500 | $11,257 | $588,757 |
| MAXORPLUS, LTD | Other Service Provider | $75,199 | — | $75,199 |
| VITALITY | Other Service Provider | $59,955 | — | $59,955 |
| HOUCHENS INSURANCE GROUP | Other Service Provider | $21,808 | — | $21,808 |
| MCGREGOR & ASSOCIATES | Other Service Provider | $18,297 | — | $18,297 |
| FORVIS MAZARS, LLP | Other Service Provider | $16,800 | — | $16,800 |
| HRI DBA HUMANA WELLNESS | Other Service Provider | $5,825 | — | $5,825 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $786,641
- Estimated Expense Ratio: 64.204% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $777,923 | $21,808 | $652,699 | $16,800 | — |
| 2023 | $666,019 | — | $642,910 | $20,635 | — |
| 2022 | $615,087 | — | $588,404 | — | $24,670 |