Plan Snapshot
- Plan Sponsor: Butler, Shine, Stern & Partners, LLC
- Sponsor EIN: 352194998
- Sponsor Address: 20 LIBERTY SHIP WAY, SAUSALITO, CA, 949653312
- Plan Type: 401(k)
- Total Participants: 33
- Total Assets: $16.6M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 33 | $16.6M | $0 | $344,850 |
| 2023 | 52 | $16.1M | $97,555 | $471,762 |
| 2022 | 62 | $14.4M | $83,856 | $470,785 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| AAAA BENEFITS INC. | N/A | $15,712 | — | $15,712 |
| HOLTHOUSE, CARLIN & VAN TRIGHT, LLC | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- HOLTHOUSE, CARLIN & VAN TRIGHT, LLC — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $15,712
- Estimated Expense Ratio: 0.095% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $15,712 | — | $15,712 | — | — |
| 2023 | $11,771 | — | $11,771 | — | — |
| 2022 | $13,388 | — | $13,388 | — | — |