Plan Snapshot
- Plan Sponsor: Brooks-Tlc Hospital System, INC.
- Sponsor EIN: 160743301
- Sponsor Address: 529 CENTRAL AVENUE, DUNKIRK, NY, 14048
- Plan Type: 401(k)
- Total Participants: 16
- Total Assets: $4.2M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 16 | $4.2M | $141 | $19,022 |
| 2023 | 10 | $4.0M | $0 | $22,794 |
| 2022 | 32 | $4.6M | $0 | $21,281 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| CAPITAL GROUP RETIREMENT PLAN SVCS. | RECORDKEEPER | $38,863 | — | $38,863 |
| COMMONWEALTH EQUITY SERVICES LLC DB | INVESTMENT ADVISOR | $28,416 | — | $28,416 |
| LUMSDEN & MCCORMICK, LLP | AUDITOR | $7,500 | — | $7,500 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- LUMSDEN & MCCORMICK, LLP — AUDITOR
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $74,779
- Estimated Expense Ratio: 1.789% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $74,779 | $28,416 | — | $7,500 | — |
| 2023 | $64,223 | $30,153 | — | $5,800 | — |
| 2022 | $78,197 | — | $78,197 | — | — |