Plan Snapshot
- Plan Sponsor: Brookfield Asset Management LLC
- Sponsor EIN: 204473811
- Sponsor Address: 127 PUBLIC SQUARE, CLEVELAND, OH, 44114
- Plan Type: DC
- Total Participants: 4,793
- Total Assets: $1.2B
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 4,793 | $1.2B | $36.0M | $57.7M |
| 2023 | 5,143 | $1.1B | $38.4M | $61.7M |
| 2022 | 5,827 | $987.8M | $34.6M | $56.7M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE CO OF AME | NONE | $460,676 | — | $460,676 |
| MG TRUST COMPANY | NONE | $206,405 | — | $206,405 |
| NEPC LLC | NONE | $100,000 | — | $100,000 |
| BAKER TILLY US, LLP | Auditor | $94,479 | — | $94,479 |
| EMPOWER ADVISORY GROUP, LLC | NONE | $93,855 | — | $93,855 |
| BAKER TILLY US LLP | NONE | $68,250 | — | $68,250 |
| WINSTON & STRAWN LLP | NONE | $26,229 | — | $26,229 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- BAKER TILLY US, LLP — Auditor
- BAKER TILLY US LLP — NONE
- WINSTON & STRAWN LLP — NONE
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $1,049,894
- Estimated Expense Ratio: 0.086% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $955,665 | $306,655 | — | $94,479 | — |
| 2023 | $1,027,040 | $523,621 | — | $40,856 | — |
| 2022 | $929,609 | $2,216 | — | — | $3,400 |