Plan Snapshot
- Plan Sponsor: Brookdale Senior Living INC.
- Sponsor EIN: 203068069
- Sponsor Address: 105 WESTWOOD PL., BRENTWOOD, TN, 37024
- Plan Type: 401(k)
- Total Participants: 34,384
- Total Assets: $466.1M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 34,384 | $466.1M | $4.4M | $31.4M |
| 2023 | 35,610 | $446.3M | $5.3M | $30.7M |
| 2022 | 33,118 | $411.1M | $3.7M | $33.5M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | CONTRACT ADMINISTRATOR | $685,807 | — | $685,807 |
| JANEY MONTGOMERY SCOTT | INVESTMENT ADVISORY | $70,000 | — | $70,000 |
| BROOKDALE SENIOR LIVING | INVESTMENT ADVISORY | $14,650 | — | $14,650 |
| LBMC, PC | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- JANEY MONTGOMERY SCOTT — INVESTMENT ADVISORY
- LBMC, PC — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $770,457
- Estimated Expense Ratio: 0.165% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $770,457 | $84,650 | $685,807 | — | — |
| 2023 | $784,571 | $56,698 | $713,623 | $14,250 | — |
| 2022 | $914,437 | $78,882 | $797,021 | — | $38,534 |