Plan Snapshot
- Plan Sponsor: Brook & Whittle Limited
- Sponsor EIN: 061452909
- Sponsor Address: 20 CARTER DRIVE, GUILFORD, CT, 06437
- Plan Type: 401(k)
- Total Participants: 1,795
- Total Assets: $91.9M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 1,795 | $91.9M | $1.6M | $5.4M |
| 2023 | 1,475 | $64.3M | $1.2M | $5.2M |
| 2022 | 1,659 | $55.5M | $1.2M | $4.0M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | Recordkeeper | $80,849 | — | $80,849 |
| ALERA INVESTMENT ADVISORS LLC | Investment Advisor | — | $15,449 | $15,449 |
| ORENDA RETIREMENT LLC | Recordkeeper | $8,400 | — | $8,400 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- ALERA INVESTMENT ADVISORS LLC — Investment Advisor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $104,698
- Estimated Expense Ratio: 0.114% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $324,771 | — | $442,280 | $37,851 | — |
| 2023 | $388,311 | — | — | — | — |
| 2022 | $280,735 | — | — | — | — |