Plan Snapshot
- Plan Sponsor: Brock And Company, INC.
- Sponsor EIN: 231294892
- Sponsor Address: 257 GREAT VALLEY PARKWAY, MALVERN, PA, 19355
- Plan Type: 401(k)
- Total Participants: 384
- Total Assets: $13.3M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 384 | $13.3M | $154,031 | $879,449 |
| 2023 | 302 | $12.2M | $131,365 | $770,387 |
| 2022 | 274 | $10.0M | $110,531 | $662,480 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| THE VANGUARD GROUP, INC. | NONE | $36,917 | — | $36,917 |
| LPL FINANCIAL RPCP | NONE | $25,481 | — | $25,481 |
| RW GROUP, LLC | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- THE VANGUARD GROUP, INC. — NONE
- RW GROUP, LLC — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $62,398
- Estimated Expense Ratio: 0.469% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $62,398 | $25,481 | $36,917 | — | — |
| 2023 | $57,461 | $22,600 | $34,861 | — | — |
| 2022 | $61,003 | $22,932 | $38,071 | — | — |