Plan Snapshot
- Plan Sponsor: Broadway Medical Clinic, LLP
- Sponsor EIN: 930399811
- Sponsor Address: 4212 NE BROADWAY, PORTLAND, OR, 97213
- Plan Type: 401(k)
- Total Participants: 86
- Total Assets: $15.8M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 86 | $15.8M | $165,688 | $490,677 |
| 2023 | 99 | $16.9M | $206,332 | $552,243 |
| 2022 | 106 | $15.2M | $201,859 | $546,747 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| CREATIVE PLANNING, INC. | Investment Advisor | $41,486 | — | $41,486 |
| SPECTRUM PENSION CONSULTANTS, INC. | Other Service Provider | $28,930 | — | $28,930 |
| CONTINUITY WEALTH MANAGEMENT | Other Service Provider | $11,367 | — | $11,367 |
| FERGUSON WELLMAN CAPITAL MANAGEMENT | Other Service Provider | $10,125 | — | $10,125 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- CREATIVE PLANNING, INC. — Investment Advisor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $91,908
- Estimated Expense Ratio: 0.583% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $91,908 | $62,978 | $28,930 | — | — |
| 2023 | $92,760 | $71,078 | $21,682 | — | — |
| 2022 | $144,924 | $118,661 | $26,244 | — | — |