Plan Snapshot
- Plan Sponsor: Broadway Dental, LLC
- Sponsor EIN: 421506455
- Sponsor Address: 1415 BROADWAY, DENISON, IA, 51442
- Plan Type: 401(k)
- Total Participants: 31
- Total Assets: $3.5M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 31 | $3.5M | $55,220 | $230,484 |
| 2023 | 32 | $2.9M | $51,640 | $235,352 |
| 2022 | 35 | $2.5M | $50,128 | $240,379 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| EDWARD D JONES AND CO | Other Service Provider | $10,027 | — | $10,027 |
| AMERICAN UNITED LIFE INSURANCE CO | Other Service Provider | $80 | $7,924 | $8,004 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $18,031
- Estimated Expense Ratio: 0.514% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $11,210 | — | $11,210 | — | — |
| 2023 | $300 | — | $300 | — | — |
| 2022 | — | — | — | — | — |