Plan Snapshot
- Plan Sponsor: Broaddus & Associates, INC.
- Sponsor EIN: 742985884
- Sponsor Address: 1301 S CAPITAL OF TEXAS HWY, AUSTIN, TX, 787466581
- Plan Type: 401(k)
- Total Participants: 125
- Total Assets: $14.0M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 125 | $14.0M | $778,420 | $1.4M |
| 2023 | 121 | $12.2M | $621,653 | $1.1M |
| 2022 | 150 | $12.6M | $604,651 | $1.1M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| AXA ADVISORS LLC | INVESTMENT ADVISOR | $25,635 | — | $25,635 |
| EMPOWER ANNUITY INSURANCE COMPANY O | RECORDKEEPER | $13,344 | — | $13,344 |
| THE CJ CPA GROUP, PLLC | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- THE CJ CPA GROUP, PLLC — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $38,979
- Estimated Expense Ratio: 0.279% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $42,002 | $28,658 | — | — | — |
| 2023 | $40,129 | $27,564 | — | — | — |
| 2022 | — | — | — | — | — |