Plan Snapshot
- Plan Sponsor: Bradford & Barthel, LLP
- Sponsor EIN: 943257728
- Sponsor Address: 2518 RIVER PLAZA DRIVE, SACRAMENTO, CA, 95833
- Plan Type: 401(k)
- Total Participants: 226
- Total Assets: $35.6M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 226 | $35.6M | $243,381 | $2.2M |
| 2023 | 206 | $29.4M | $120,203 | $1.9M |
| 2022 | 195 | $22.8M | $125,448 | $1.7M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| CETERA ADVISORS LLC | ADVISOR | — | $69,556 | $69,556 |
| LPL FINANCIAL LLC | ADVISOR | — | $6,975 | $6,975 |
| MUN CPA'S, LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- LPL FINANCIAL LLC — ADVISOR
- MUN CPA'S, LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $76,531
- Estimated Expense Ratio: 0.215% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $2,231 | — | — | — | — |
| 2023 | $1,650 | — | — | — | — |
| 2022 | $2,038 | — | — | — | — |