Plan Snapshot
- Plan Sponsor: Bottleneck Management Restaurant Group
- Sponsor EIN: 263762264
- Sponsor Address: 2211 N ELSTON AVE STE 206, CHICAGO, IL, 60614
- Plan Type: 401(k)
- Total Participants: 700
- Total Assets: $2.8M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 700 | $2.8M | $122,787 | $336,484 |
| 2023 | 752 | $2.3M | $130,240 | $370,130 |
| 2022 | 654 | $1.8M | $133,113 | $355,885 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| FOREST CAPITAL MANAGEMENT CO | Other Service Provider | $15,881 | — | $15,881 |
| ASCENSUS LLC | Other Service Provider | $15,838 | — | $15,838 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $31,719
- Estimated Expense Ratio: 1.146% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $31,719 | $15,881 | $15,838 | — | — |
| 2023 | $27,502 | $3,205 | $4,110 | — | — |
| 2022 | $25,425 | — | $25,425 | — | — |