Plan Snapshot
- Plan Sponsor: Board Of Trustees Of Local 138 Pension Trust Fund
- Sponsor EIN: 116170655
- Sponsor Address: 2070 DEER PARK AVE., DEER PARK, NY, 117292134
- Plan Type: DB
- Total Participants: 152
- Total Assets: $111.3M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 152 | $111.3M | $363,487 | $0 |
| 2023 | 180 | $115.9M | $394,663 | $0 |
| 2022 | 166 | $116.5M | $428,214 | $0 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY, LLC | NONE | $122,352 | — | $122,352 |
| DORIS ECHEGUREN | EMPLOYEE | $104,122 | — | $104,122 |
| SUN LIFE CAPITAL MANAGEMENT LLC | NONE | $60,579 | — | $60,579 |
| O'SULLIVAN ASSOCIATES, INC. | NONE | $56,343 | — | $56,343 |
| CARY KANE, PLLC | LEGAL COUNSEL | $43,745 | — | $43,745 |
| KELLIANNE MCINNIS | EMPLOYEE | $41,987 | — | $41,987 |
| CALIBRE CPA GROUP, PLLC | AUDITOR | $38,706 | — | $38,706 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- MORGAN STANLEY SMITH BARNEY, LLC — NONE
- CALIBRE CPA GROUP, PLLC — AUDITOR
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $467,834
- Estimated Expense Ratio: 0.420% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $1,875,560 | $182,932 | — | $34,263 | — |
| 2023 | $639,282 | $168,867 | — | $31,177 | — |
| 2022 | $643,847 | $117,136 | — | — | $139,222 |