Bertelsmann, INC. 401(k) Plan

Form 5500 filing data for plan year 2024.

Plan Snapshot

  • Plan Sponsor: Bertelsmann, INC.
  • Sponsor EIN: 952949493
  • Sponsor Address: 1745 BROADWAY, NEW YORK, NY, 10019
  • Plan Type: 401(k)
  • Total Participants: 9,217
  • Total Assets: $2.0B

Key Plan Design Features

  • Auto-Enrollment: Yes
  • Auto-Escalation: No
  • Allows Roth Contributions: Yes
  • Participant Loans: No
  • Participant-Directed Investments: Yes
  • ERISA Section 404(c) Fiduciary Safe Harbor: Yes

Plan Financials by Year

YearParticipantsTotal AssetsEmployer Contrib.Employee Contrib.
20249,217$2.0B$40.2M$63.8M
20238,782$1.8B$37.2M$60.7M
20228,368$1.5B$35.1M$58.0M

Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

Provider Name Role Direct Compensation Indirect Compensation Total Fees
CARON & BLETZER PLLCAuditor$0

Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

  • Total Service Provider Fees: $0

Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

Year Total Admin Expenses Investment Mgmt Fees Contract Admin Fees IQPA Audit Fees Professional Fees
2024$756,010$456,665$600
2023$1,259,781$589,382$3,900$30,300
2022$1,088,227$483,851

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