Plan Snapshot
- Plan Sponsor: Breakthru Beverage California
- Sponsor EIN: 952460478
- Sponsor Address: 6550 EAST WASHINGTON BOULEVARD, COMMERCE, CA, 90040
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 722
- Total Assets: $45.4M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2023 | 722 | $45.4M | $260,556 | $2.6M |
| 2022 | 582 | $42.6M | $229,542 | $2.4M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| RBC CAPITAL MARKETS LLC | Other Service Provider | $83,937 | — | $83,937 |
| EMPOWER ANNUITY INSURANCE COMPANY O | Other Service Provider | $57,884 | — | $57,884 |
| ENVESTNET RETIREMENT SOLUTIONS LLC | Other Service Provider | $25,733 | — | $25,733 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $167,554
- Estimated Expense Ratio: 0.369% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2023 | $171,695 | $112,530 | — | — | — |
| 2022 | $104,622 | $35,250 | $61,722 | — | $7,650 |