Plan Snapshot
- Plan Sponsor: Barona Band Of Mission Indians
- Sponsor EIN: 330687849
- Sponsor Address: 1932 WILDCAT CANYON RD, LAKESIDE, CA, 92040
- Plan Type: 401(k)
- Total Participants: 1,860
- Total Assets: $134.1M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 1,860 | $134.1M | $1.6M | $6.6M |
| 2023 | 1,864 | $119.2M | $1.5M | $6.4M |
| 2022 | 1,777 | $101.4M | $1.5M | $6.1M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| MORGAN STANLEY | INVESTMENT ADV, BROKER | $159,244 | — | $159,244 |
| TRANSAMERICA RETIREMENT SOLUTIONS | RECORD KEEPER | $49,184 | — | $49,184 |
| DUFFY KRUSPODIN LLP | AUDITOR | $22,627 | — | $22,627 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- MORGAN STANLEY — INVESTMENT ADV, BROKER
- TRANSAMERICA RETIREMENT SOLUTIONS — RECORD KEEPER
- DUFFY KRUSPODIN LLP — AUDITOR
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $231,055
- Estimated Expense Ratio: 0.172% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $231,055 | $159,244 | — | $22,627 | — |
| 2023 | $203,637 | $132,534 | — | $20,500 | — |
| 2022 | $260,730 | $135,019 | — | — | $20,500 |