Plan Snapshot
- Plan Sponsor: Baptist-Physicians Surgery Cent
- Sponsor EIN: 043665929
- Sponsor Address: 1720 NICHOLASVILLE ROAD STE 101, LEXINGTON, KY, 40503
- Plan Type: 401(k)
- Total Participants: 122
- Total Assets: $8.6M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 122 | $8.6M | $116,901 | $439,855 |
| 2023 | 118 | $7.6M | $113,693 | $402,089 |
| 2022 | 115 | $6.1M | $99,996 | $348,363 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| ADP, INC. | RECORD KEEPER | $25,009 | — | $25,009 |
| MCF ADVISORS | INVESTMENT/FINANCIAL ADVI | $23,340 | — | $23,340 |
| BREEDING HENDERSON & HORD PLLC | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- ADP, INC. — RECORD KEEPER
- BREEDING HENDERSON & HORD PLLC — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $48,349
- Estimated Expense Ratio: 0.563% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $48,349 | $23,340 | — | — | — |
| 2023 | $21,697 | $19,587 | — | — | — |
| 2022 | $23,350 | — | — | — | — |