Plan Snapshot
- Plan Sponsor: Bank Of The Orient
- Sponsor EIN: 941732792
- Sponsor Address: 100 PINE STREET, SUITE 600, SAN FRANCISCO, CA, 94111
- Plan Type: 401(k)
- Total Participants: 156
- Total Assets: $30.0M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 156 | $30.0M | $0 | $0 |
| 2024 | 89 | $26.2M | $259,266 | $905,300 |
| 2023 | 88 | $25.0M | $223,943 | $822,002 |
| 2022 | 88 | $21.9M | $198,974 | $801,563 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| TRANSAMERICA RETIREMENT SOLUTIONS | RECORDKEEPER | $15,894 | — | $15,894 |
| CARON & BLETZER PLLC | AUDITOR | $12,750 | — | $12,750 |
| INNOVEST PORTFOLIO SOLUTIONS LLC | INVESTMENT ADVISORY | $8,000 | — | $8,000 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- TRANSAMERICA RETIREMENT SOLUTIONS — RECORDKEEPER
- CARON & BLETZER PLLC — AUDITOR
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $36,644
- Estimated Expense Ratio: 0.122% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | $36,644 | $8,000 | — | $12,750 | — |
| 2024 | $29,886 | $12,000 | — | — | — |
| 2023 | $30,442 | $4,000 | — | $8,500 | — |
| 2022 | $35,149 | $4,000 | — | — | — |