Plan Snapshot
- Plan Sponsor: Balke Brown Transwestern, INC.
- Sponsor EIN: 431176330
- Sponsor Address: 13075 MANCHESTER ROAD, ST LOUIS, MO, 63131
- Plan Type: 401(k)
- Total Participants: 239
- Total Assets: $6.1M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 239 | $6.1M | $0 | $738,332 |
| 2023 | 184 | $5.1M | $0 | $572,449 |
| 2022 | 163 | $4.3M | $0 | $494,690 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| ADP, INC. | Recordkeeper | $28,283 | — | $28,283 |
| CETERA INVESTMENT ADVISERS LLC | Investment Advisor | $21,169 | — | $21,169 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- ADP, INC. — Recordkeeper
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $49,452
- Estimated Expense Ratio: 0.814% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $49,452 | $32,253 | — | — | — |
| 2023 | $35,238 | $17,915 | — | — | — |
| 2022 | $35,260 | — | — | — | — |