Plan Snapshot
- Plan Sponsor: Baldwin & Sons, LLC
- Sponsor EIN: 262161618
- Sponsor Address: 20 CORPORATE PLAZA DRIVE, NEWPORT BEACH, CA, 92660
- Plan Type: 401(k)
- Total Participants: 112
- Total Assets: $14.5M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 112 | $14.5M | $10,538 | $934,731 |
| 2023 | 110 | $12.9M | $2,563 | $880,535 |
| 2022 | 112 | $10.8M | $80 | $840,718 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| OZUROVICH & ASSOCIATES | Auditor | — | — | $0 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $42,547 | $40,073 | — | — | — |
| 2023 | $36,131 | $33,798 | — | — | — |
| 2022 | $37,292 | $36,542 | $750 | — | — |